Showing posts with label government interest statements. Show all posts
Showing posts with label government interest statements. Show all posts

Friday, December 7, 2012

A Green Tech Intellectual Property Conundrum


Last Friday, November 30th, the Department of Energy (DOE) made another announcement on taxpayer funding of development of advanced batteries for the electric vehicle market.  According to the announcement, 

 "...a multi-partner team led by Argonne National Laboratory has been selected for an award of up to $120 million over five years to establish a new Batteries and Energy Storage Hub. The Hub, to be known as the Joint Center for Energy Storage Research (JCESR), will combine the R&D firepower of five DOE national laboratories, five universities, and four private firms in an effort aimed at achieving revolutionary advances in battery performance."

In addition to the $120M that the Feds are throwing in, the State of Illinois is  adding $5 million through his Illinois Jobs Now! capital construction plan to help build the state-of-the-art JCESR facility, which will be located on the Argonne National Laboratory campus in suburban Chicago.  Another $30M is being sought for construction from the Illinois legislature (which means they don't have it yet.)  A nice little start-up fund.

The announcement has a bit of  wheel reinvention feel to it given some of the considerable work being done by other university and corporate battery research programs.  Recent technical setbacks in the manufacturing and implementation methods might be a good place to look for new inventions.

The players in this endeavor include:

National Labs
University partners include: 
  • Northwestern University 
  • University of Chicago 
  • University of Illinois-Chicago
  • University of Illinois-Urbana Champaign 
  • University of Michigan 
Four industrial partners: 
  • Dow Chemical Company
  • Applied Materials, Inc.
  • Johnson Controls, Inc. (Looking at the A123 assets)
  • Clean Energy Trust (a technology transfer organization that seeks to commercialize "green tech" developed in the Midwest.)
The program announced that is has "affiliates" including GM which given the amount of federal funding going to GM's electric vehicle efforts for the Volt and the issues of cost and performance on the Volt battery, a GM affiliation isn't surprising.  There is probably a bigger Volt agenda here but we'll have to wait and see.

Let's skip the "picking winners and losers" rhetoric or discussions on why there is government lab participation versus funding commercial entities already in the space and raise a more IP centric issue.  

Who will own the intellectual property generated as a result of the Joint Center for Energy Storage Research (JCESR) endeavor? 

All of the entities involved in this endeavor produce new science, or at least we hope they do given the amount of money being thrown around.  How will the IP be shared, licensed, rolled out, commercialized? 

How will the considerable IP owned by the various battery companies that have filed for bankruptcy but who were the beneficiaries of considerable taxpayer research funding be leveraged to accelerate the advanced battery development goals of the new Joint Center for Energy Storage Research (JCESR)?  Will JCESR be granted licenses to this technology? Even if some of the firms who received the funding are sold to companies owned by US or foreign entities?

Will the government exercise its march in rights to insure that taxpayers benefit from their previous investments in research and development and facilities and building labs by insuring that JCESR has the right to use the technologies already patented and where there is a government interest but the companies have filed for bankruptcy and won't be able to repay the considerable public investment in their advanced storage adventures?  (Probably not.)

Will all of their research be published in open journals so that the taxpayer (and other researchers who are also taxpayers) have access to the results of this research rather than having it show up in expensive commercial peer-reviewed journals?

Why We Ask

When Way Better Patents undertook the work of analyzing the Green Technology Pilot Program one of the first things we noticed is that the large number of federal grants focused on Green Technology and other advanced science grant programs were largely absent from the patents granted under the program.  We noticed this trend among green technology/clean technology patents in our patentECO Index in general.  Lots of grants and federal funding not a lot of government interest statements and no security interest liens on the patents and patent applications when the government made loans or loan guarantees to green tech companies.

Take A123 Systems.  With the exception of patents that had assignee data indicating joint ownership by A123 Systems and Massachusetts Institute of Technology (MIT), most of their patents didn't contain government interest statements in the patent section itself.  A deeper dive into the data showed that DOE and the US Air Force have made notification of their licenses in the USPTO Assignee Database for some of the patents even when their interest doesn't appear in the body of the patent.  Last week the Department of Justice went to bankruptcy court to assert its interest in the A123 intellectual property.  This seems to be largely the result of the potential sale of the firm to Wanxiang.

In one A123 Systems case, US Patent 8,236,441 - "Battery cell design and methods of its construction" , the application as filed in July of 2008 based on a provisional filed in 2007 and granted on August 7, 2012 - five years later with no government interest statements in any of the documents.  On August 16, 2012, Wanxiang America Corporation's  Security Assignment lien appeared in the USPTO Assignee Database.  The Department of Energy's notice of License Conveyance was executed on August 17, 2012.

By the way, the Department of Energy's intellectual property people are located at next to the Argonne National Lab so getting information on what patents the government has an interest in should be a short walk away. 

There is a similar pattern when you review the patents held by firms in solar and wind that have had financial problems or are in bankruptcy.  Enthusiastic announcements of government interest and public-private partnerships when the funds were being awarded.  No notice of taxpayer funding via government interest statements, or license conveyance on the patents and even less when the bankruptcy takes place (or if it's taking place it is like much of the activity in the patentsphere, it's taking place outside of the view of the public.)

As the government continues to fund these projects, it's time for a new more aggressive and focused approach on identifying, managing and protecting taxpayer funded IP development in this the knowledge economy.








Monday, October 22, 2012

Explosive Detecting Bees - Bees in a Box

It's late in the afternoon so at first we thought we just weren't reading things right.  But we were reading things right after all.  There is a new weapon for fighting terrorism - BEES.

This week's Government Interest Patent Applications  contain the pre-grant publication of patent application 13/439825:

METHOD FOR TRAINING HONEYBEES TO RESPOND TO OLFACTORY STIMULI AND ENHANCEMENT OF MEMORY RETENTION THEREIN.

What actually caught our eye was the application's abstract which says,
"A specialized conditioning protocol for honeybees that is designed for use within a complex agricultural ecosystem. This method ensures that the conditioned bees will be less likely to exhibit a conditioned response to uninfected plants, a false positive response that would render such a biological sensor unreliable for agricultural decision support. Also described is a superboosting training regime that allows training without the aid of expensive equipment and protocols for training in out in the field. Also described is a memory enhancing cocktail that aids in long term memory retention of a vapor signature. This allows the bees to be used in the field for longer durations and with fewer bees trained overall."
Ok.  An agricultural use for bees.  But then the Assignees include the University of California (a place with lots of agriculture) and Los Alamos National Security, LLC (LANS), - a company formed by the University of California, Bechtel, Babcock & Wilcox Technical Services and URS Energy and Construction - a place known for its national security work.    The Los Alamos mission is to,
 "develop and apply science and technology to ensure safety, security and reliability of the US nucler deterrent; reduce global threats, and solve emerging national security and energy challenges."

At first we thought Killer Bees (we did watch SNL this weekend after all) but with a little internet digging around we learned that the Stealthy Insect Sensor Project at the Lab is using Pavlovian techniques (yes, the same as the rewards for the dog) to teach honeybees to signal the presence of certain explosives or chemicals by sticking out their tongues.  (No kidding.) The Bee in a Box (BiB) technology is tailored for detection of agricultural pathogens - volatile organic compounds - explosives, drugs - using special cassettes designed for use at security checkpoints to discreetly check for explosives.

And consider this - honeybees can be trained to respond to a particular scent within hours (dogs take a lot longer), and are inexpensive to reproduce and maintain.  This technology (a better word is needed here - apparatus, method, insect) may help replace or supplement the current bomb-sniffing dogs and frankly no one will shed a tear at the bee's untimely passing, plus there is no need to create Drug Bee trading cards.

In addition to explosives, the technology offers options for drug detection, identification of the presence of crop disease in a variety of agricultural settings - preventing significant loss of high value crops through early detection - and hopefully saving those chardonnay grapes from any evil invasion of crop disease.

Claim 1 is provides the basics on the invention:

1. A method for detecting agricultural volatile and semi-volatile organic compounds, the method comprising: (a) training bees to exhibit a proboscis extension response when exposed to a selected volatile or semi-volatile organic compound (VOC/SVOC), the training comprising: exposing a bee to background air; exposing the bee to the selected (VOC/SVOC); and exposing the bee to said selected (VOC/SVOC) while stimulating an antennae of the bee with a sugar solution to produce a trained bee; (b) exposing the trained bee to a sample; and (c) observing a response of the trained bee to the exposure of the sample; (d) wherein the presence of the selected (VOC/SVOC) from the sample will cause the trained bee to exhibit a proboscis extension response. 
See for yourself:


Self reproducing technology.

A good find for a Monday.


Sunday, October 14, 2012

Government Interest Statements - October 11, 2012


Each week Way Better Patents publishes a list of the latest patents and patent applications that contain Government Interest Statements or include a Joint Research Agreement (JRA) statement.  The list includes the patent information, the assignees, the funding agency, and the actual statement which usually includes the contract numbers for federally funded research efforts.  The JRA statement usually identifies the parties working together on the intellectual property.

Here is a summary of published patent applications that contain a government interest statement or a joint research agreement statements for October 11, 2012.  (10/11/12)



Weekly Summary — Federal Entity

44  Department of Health and Human Services (HHS)
34  Department of Defense (DOD)
24  Department of Energy (DOE)
9  National Science Foundation (NSF)
6  Small Business Administration (SBA)
3  National Aeronautics and Space Administration (NASA)
3  National Security Agency (NSA)
3  Department of Agriculture (USDA)
2  Central Intelligence Agency (CIA)
1  Department of Homeland Security (DHS)
1  Department of Commerce (DOC)
1  National Geospatial Intelligence Agency (NGA)
Subject Matter of Government Interest Patents

17  (424)  Drug, bio-affecting and body treating compositions
9  (435)  Chemistry: molecular biology and microbiology
8  (514)  Drug, bio-affecting and body treating compositions
6  (506)  Combinatorial chemistry technology: method, library, apparatus
4  (252)  Compositions
4  (600)  Surgery
3  (257)  Active solid-state devices
3  (264)  Plastic and nonmetallic article shaping or treating: processes
3  (382)  Image analysis
3  (422)  Chemical apparatus and process disinfecting, deodorizing, preserving, or sterilizing
2  (136)  Batteries: thermoelectric and photoelectric
2  (250)  Radiant energy
2  (324)  Electricity: measuring and testing
2  (356)  Optics: measuring and testing
2  (361)  Electricity: electrical systems and devices
2  (370)  Multiplex communications
2  (428)  Stock material or miscellaneous articles
2  (455)  Telecommunications
2  (700)  Data processing: generic control systems or specific applications
2  (703)  Data processing: structural design, modeling, simulation, and emulation
2  (706)  Data processing: artificial intelligence
2  (800)  Multicellular living organisms and unmodified parts thereof and related processes
This Week's Patent By Location

This week Government Interest patent grants were granted to 119 US inventors, and one (1) each from South Korea. Inventors are identified based on the residence identify of the first named inventor. The breakdown of the States of residence of the US Inventors is:

29  California
13  Massachusetts
8  Michigan
7  New York
6  Texas
5  Colorado
5  Illinois
4  Georgia
4  Maryland
4  Tennessee
3  Arizona
3  Connecticut
3  Minnesota
3  New Jersey
3  Ohio
3  Washington
3  Wisconsin
2  Oregon


Monday, September 24, 2012

Government Interest Statements September 20, 2012


Each week Way Better Patents publishes a list of the latest patents and patent applications that contain Government Interest Statements or include a Joint Research Agreement (JRA) statement.  The list includes the patent information, the assignees, the funding agency, and the actual statement which usually includes the contract numbers for federally funded research efforts.  The JRA statement usually identifies the parties working together on the intellectual property.  

Here is a summary of published patent applications that contain a government interest statement or a joint research agreement statements for September 20, 2012.

Breakdown By Agency

46  Department of Health and Human Services (HHS)
41  Department of Defense (DOD)
28  Department of Energy (DOE)
18  National Science Foundation (NSF)
4  National Aeronautics and Space Administration (NASA)
2  Department of Agriculture (USDA)
1  Department of Justice (DOJ)
1  Department of State (DOS)

Subject Matter of Government Interest Patent Applications
19  (424)  Drug, bio-affecting and body treating compositions
18  (435)  Chemistry: molecular biology and microbiology
7  (514)  Drug, bio-affecting and body treating compositions
6  (257)  Active solid-state devices
4  (073)  Measuring and testing
4  (244)  Aeronautics and astronautics
4  (506)  Combinatorial chemistry technology: method, library, apparatus
3  (250)  Radiant energy
3  (428)  Stock material or miscellaneous articles
3  (429)  Chemistry: electrical current producing apparatus, product, and process
3  (607)  Surgery: light, thermal, and electrical application
2  (205)  Electrolysis: processes, compositions used therein, and methods of preparing the compositions
2  (252)  Compositions
2  (324)  Electricity: measuring and testing
2  (342)  Communications: directive radio wave systems and devices
2  (356)  Optics: measuring and testing
2  (359)  Optical: systems and elements
2  (382)  Image analysis
2  (438)  Semiconductor device manufacturing: process
2  (600)  Surgery
2  (702)  Data processing: measuring, calibrating, or testing
2  (800)  Multicellular living organisms and unmodified parts thereof and related processes

This Week's Patent Applications By Location
This week Government Interest patent grants were granted to 132 US inventors, two (2) from the Peoples Republic of China, and one (1) each from Israel, the Netherlands, and Portugal. Inventors are identified based on the residence identify of the first named inventor. The breakdown of the States of residence of the US Inventors is:
  • 33    California
  • 10    New York
  •   8    Florida
  •   8    Massachusetts
  •   8    Texas
  •   6    Washington
  •   4    Arizona
  •   4    Colorado
  •   4    Maryland
  •   4    Michigan
  •   4    New Mexico
  •   4    Ohio
  •   4    Tennessee
  •   3    Illinois
  •   3    Indiana
  •   3    Pennsylvania
  •   3    Virginia
  •   2    Kansas
  •   2    North Carolina
  •   2    New Jersey
  •   2    Oregon
  •   2    Wisconsin

Thursday, September 20, 2012

Government Interest Statements for September 13, 2012


Each week Way Better Patents publishes a list of the latest patents and patent applications that contain Government Interest Statements or include a Joint Research Agreement (JRA) statement.  The list includes the patent information, the assignees, the funding agency, and the actual statement which usually includes the contract numbers for federally funded research efforts.  The JRA statement usually identifies the parties working together on the intellectual property.  

Here is a summary of published patent applications that contain a government interest statement or a joint research agreement statements for September 13, 2012. 


Agencies
51  Department of Health and Human Services (HHS)
28  Department of Defense (DOD)
18  Department of Energy (DOE)
12  National Science Foundation (NSF)
6  Small Business Administration (SBA)
3  National Aeronautics and Space Administration (NASA)
3  National Security Agency (NSA)
1  Department of Veterans Affairs (DVA)
1  Department of Agriculture (USDA)



The published patents cover the following scientific and technical domains within the US Patent Classification System.  Each class has a link to the definition at USPTO.

Government Interest - U.S. Classification
21  (424)  Drug, bio-affecting and body treating compositions
16  (514)  Drug, bio-affecting and body treating compositions
10  (435)  Chemistry: molecular biology and microbiology
4  (257)  Active solid-state devices
4  (348)  Television
3  (073)  Measuring and testing
3  (239)  Fluid sprinkling, spraying, and diffusing
3  (250)  Radiant energy
3  (604)  Surgery
2  (204)  Chemistry: electrical and wave energy
2  (307)  Electrical transmission or interconnection systems
2  (428)  Stock material or miscellaneous articles
2  (429)  Chemistry: electrical current producing apparatus, product, and process
2  (506)  Combinatorial chemistry technology: method, library, apparatus
2  (700)  Data processing: generic control systems or specific applications
2  (717)  Data processing: software development, installation, and management

Following is the geographic breakdown of the first named inventors on the patents:

Country
111  United States of America
1  Canada
1  China PRC
1  United Kingdom


US State
18  California
9  Massachusetts
9  Texas
7  Maryland
5  Illinois
5  New York
4  Florida
4  Indiana
4  North Carolina
4  New Mexico
4  Tennessee
4  Virginia
3  Connecticut
3  Michigan
2  Arkansas
2  Arizona
2  Georgia
2  Minnesota
2  Mississippi
2  New Jersey
2  Washington
2  Wisconsin

Wednesday, September 19, 2012

Government Interest Statements - September 18, 2012


Each week Way Better Patents publishes a list of the latest patents and patent applications that contain Government Interest Statements or include a Joint Research Agreement (JRA) statement.  The list includes the patent information, the assignees, the funding agency, and the actual statement which usually includes the contract numbers for federally funded research efforts.  The JRA statement usually identifies the parties working together on the intellectual property.  

Here is a summary of granted patents that contain a government interest statement or a joint research agreement statements for September 18th, 2012.  

Patents with Government Interest Statements — September 18, 2012


Weekly Summary — Federal Entity
Government Interest - U.S. Federal
42  Department of Defense (DOD)
41  Department of Health and Human Services (HHS)
26  Department of Energy (DOE)
13  National Science Foundation (NSF)
3  Department of Commerce (DOC)
2  National Aeronautics and Space Administration (NASA)
2  Small Business Administration (SBA)
1  Department of Veterans Affairs (DVA)
1  Environmental Protection Agency (EPA)
1  National Security Agency (NSA)
1  Department of Agriculture (USDA)


Subject Matter of Government Interest Patents
13  435  Chemistry: molecular biology and microbiology
12  514  Drug, bio-affecting and body treating compositions
8  424  Drug, bio-affecting and body treating compositions
7  250  Radiant energy
5  257  Active solid-state devices
4  436  Chemistry: analytical and immunological testing
3  089  Ordnance
3  324  Electricity: measuring and testing
3  356  Optics: measuring and testing
3  385  Optical waveguides
3  427  Coating processes
3  540  Organic compounds
3  700  Data processing: generic control systems or specific applications
3  702  Data processing: measuring, calibrating, or testing
2  052  Static structures
2  073  Measuring and testing
2  264  Plastic and nonmetallic article shaping or treating: processes
2  370  Multiplex communications
2  375  Pulse or digital communications
2  423  Chemistry of inorganic compounds
2  600  Surgery
2  607  Surgery: light, thermal, and electrical application
2  706  Data processing: artificial intelligence
2  707  Data processing: database and file management or data structures


This Week's Patents

This week Government Interest patent grants were granted to 132 US inventors, two (2) from the United Kingdom, and one (1) from Switzerland. Inventors are identified based on the residence identify of the first named inventor. The breakdown of the States of residence of the US Inventors is:
  • 31    California
  • 10    Florida
  •   9    New York
  •   9    Wisconsin
  •   8    Maryland
  •   7    Massachusetts
  •   5    Washington
  •   4    New Mexico
  •   4    Texas
  •   3    Colorado
  •   3    Michigan
  •   3    North Carolina
  •   3    Pennsylvania
  •   2    Arizona
  •   2    Connecticut
  •   2    Idaho
  •   2    Illinois
  •   2    Indiana
  •   2    Kansas
  •   2    Kentucky
  •   2    Mississippi
  •   2    Nebraska
  •   2    New Jersey
  •   2    Ohio

Friday, September 14, 2012

Government Interest Statements for September 11, 2012


Each week Way Better Patents publishes a list of the latest patents and patent applications that contain Government Interest Statements or include a Joint Research Agreement (JRA) statement.  The list includes the patent information, the assignees, the funding agency, and the actual statement which usually includes the contract numbers for federally funded research efforts.  The JRA statement usually identifies the parties working together on the intellectual property.  

Here is a summary of granted patents that contain a government interest statement or a joint research agreement statements for September 11th, 2012.  


46Department of Health and Human Services (HHS)
35Department of Defense (DOD)
21Department of Energy (DOE)
18National Science Foundation (NSF)
3National Aeronautics and Space Administration (NASA)
3Small Business Administration (SBA)
1Department of Homeland Security (DHS)
1Department of the Interior (DOI)
1Environmental Protection Agency (EPA)
1General Services Administration (GSA)
1Library of Congress (LOC)
1National Security Agency (NSA)
1Department of Agriculture (USDA)


118United States of America
2Canada
2India
1Israel


23California
9New York
9Pennsylvania
7New Mexico
5Illinois
5Texas
4Indiana
4Massachusetts
4Maryland
4Michigan
3New Jersey
3Ohio
3South Carolina
3Tennessee
3Utah
3Virginia
3Washington
2Alabama
2Arizona
2Connecticut
2North Carolina
2Nebraska
2Oregon
2Wisconsin
1Arkansas
1District of Columbia
1Florida
1Georgia
1Hawaii
1Idaho
1Kansas
1Minnesota
1Missouri

Thursday, September 6, 2012

Government Interest Statements September 4th

Each week Way Better Patents publishes a list of the latest patents and patent applications that contain Government Interest Statements or include a Joint Research Agreement (JRA) statement.  The list includes the patent information, the assignees, the funding agency, and the actual statement which usually includes the contract numbers for federally funded research efforts.  The JRA statement usually identifies the parties working together on the intellectual property.

Here is a summary of granted patents that contain a government interest statement or a joint research agreement statements for September 4th, 2012.


41     Department of Defense (DOD)
30     Department of Health and Human Services (HHS)
28     Department of Energy (DOE)
13     National Science Foundation (NSF)
10     National Aeronautics and Space Administration (NASA)
3     Department of Commerce (DOC)
2     Department of Agriculture (USDA)
1     Department of Homeland Security (DHS)
1     Department of Justice (DOJ)
1     Department of State (DOS)
1     National Geospatial Intelligence Agency (NGA)
1     National Security Agency (NSA)